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Showing 371 to 380 of 1547 search results for relation to LIBOR.

  1. FCA response to the Davis Review

    Statements Published: 10/12/2014 Last modified: 10/12/2014
    The FCA’s strategy of giving an advance briefing to The Telegraph in relation to the scope of the Life Insurance Review was well intentioned: the FCA had sought to avoid

  2. Approved Persons help text: Connect

    Published: 12/05/2016 Last modified: 04/10/2023
    Read the FCA Connect help text for Approved Persons.

  3. The FCA and the Bank of England encourage market participants in a switch to RFRs in the LIBOR cross-currency swaps market from 21 September

    Statements Published: 21/07/2021 Last modified: 21/07/2021
    Following close engagement with authorities across LIBOR jurisdictions and with market participants, the FCA and Bank of England support and encourage liquidity providers in the LIBOR cross-currency swaps market to adopt new quoting conventions for

  4. Retirement income market data 2022/23

    Data Published: 16/04/2024 Last modified: 16/04/2024
    This page provides analysis of the latest data from firms on the retirement income market for 2022/23.

  5. FCA Decision Notice 2013: Clive John Rosier [pdf]

    Decision notices Published: 23/05/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal

  6. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.

  7. Primary Market Bulletin 45

    Newsletters Published: 10/08/2023 Last modified: 10/08/2023
    This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures.

  8. The role and responsibilities of a Sponsor

    Primary markets Published: 20/09/2018 Last modified: 16/12/2022
    A Sponsor must be appointed and their role clear. Learn about the different principles for sponsors, their role, what they need to provide to us and protection.

  9. FSA requires action of the HSBC Group

    Documents Published: 08/03/2013 Last modified: 15/08/2014
    The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements.

  10. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 24/06/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).
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