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Showing 381 to 390 of 1552 search results for relation to LIBOR.

  1. Decision Notice 2022: Saranac Partners Limited [pdf]

    Decision notices Published: 03/02/2023 Last modified: 03/02/2023
    The Decision Notice refers to Thomas Kalaris failing to be open and co-operative by giving untrue and misleading evidence to the Authority in relation to two different investigations. The Authority is not satisfied as to his honesty and integrity.

  2. The role and responsibilities of a Sponsor

    Primary markets Published: 20/09/2018 Last modified: 03/07/2024
    A Sponsor must be appointed and their role clear. Learn about the different principles for sponsors, their role, what they need to provide to us and protection.

  3. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.

  4. Business Plan 2024/25

    Business plans Published: 19/03/2024 Last modified: 09/04/2024
    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  5. FCA launches three-year strategy to improve outcomes

    Press Releases Published: 07/04/2022 Last modified: 07/04/2022
    The FCA has launched a new strategy to improve outcomes for consumers and businesses throughout the UK.

  6. Tesco to pay redress for market abuse

    Press Releases Published: 28/03/2017 Last modified: 23/08/2017
    The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading

  7. FCA and Lloyd’s Co-operation Arrangements [pdf]

    Corporate documents Published: 17/07/2013 Last modified: 03/08/2016
    The Society of Lloyd’s and the Financial Conduct Authority have statutory responsibilities, including under Lloyd’s Acts 1871-1982 and the Financial Services and Markets Act 2000, in relation to the supervision of insurance business underwritten

  8. FSA - Programme of events [pdf]

    Archive Published: 08/06/2007 Last modified: 03/08/2016
    Forward planning and recording the outcome of events allows you to manage vital management information in relation to the key areas of your firm’s business. You may wish to use this document as a prompt in doing this.

  9. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 24/06/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  10. The sponsor regime

    Primary markets Published: 04/05/2016 Last modified: 26/03/2024
    Sponsors are firms we approve to advise premium listed companies on their obligations under the listing regime. Read more about the regime and being a sponsor.
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