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Showing 421 to 430 of 1547 search results for relation to LIBOR.

421. Money Laundering Regulations

     Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
     Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

422. Buildings insurance for leasehold properties

     Firms General insurers and insurance intermediaries Published: 30/04/2021 Last modified: 30/04/2021
     Our expectations of regulated firms when arranging and providing fair value buildings insurance for leasehold apartment buildings.

423. Conclusions from the Cryptoassets Taskforce

     Speeches Published: 20/11/2018 Last modified: 23/11/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Regulation of Cryptocurrencies event, London.

424. Letter to Lord Myners: Lendy Ltd [pdf]

     Correspondence Published: 30/07/2019
     Letter to Lord Myners regarding the questions posed to Her Majesty’s Government in relation to Lendy Ltd.

425. Regulation of markets in financial instruments

     Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
     UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

426. Creating and sustaining cultures of compliance: insights from psychology and beyond

     Insight Published: 16/12/2016 Last modified: 17/02/2017
     This can be clearly seen in the case of LIBOR manipulation, for example, where the trading departments initiated the conduct (making requests to LIBOR submitters), while it was the submitters who ... As seen in the LIBOR scandal, the extent of

427. Fair and Effective Markets Review published

     News stories Published: 10/06/2015 Last modified: 04/11/2019
     The Fair and Effective Markets Review (FEMR) was a comprehensive and forward-looking assessment of the way fixed income, currency and commodity (FICC) markets operate.

428. Information on business interruption insurance - December 2022

     FOI Release Date of Release: 13/12/2022
     The FCA provides a list of all individuals, firms and principals with permissions to provide mortgage advice as at 1 December 2021.

429. FCA Decision Notice 2016: Steven Maoudis trading as Montana Debt Management [pdf]

     Decision notices Published: 01/11/2016
     This decision notice refers to the FCA’s belief that Steven Maoudis trading as Montana Debt Management does not meet the minimum standards for authorisation to carry on regulated activities. Our view (subject to the Upper Tribunal’s determination

430. Matt Tamara & Co. (clone of EEA Authorised firm Matt Tamara)

     Warnings Published: 03/11/2015 Last modified: 03/11/2015
     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.