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Showing 431 to 440 of 1547 search results for relation to LIBOR.

  1. Information on business interruption insurance - December 2022

    FOI Release Date of Release: 13/12/2022
    The FCA provides a list of all individuals, firms and principals with permissions to provide mortgage advice as at 1 December 2021.

  2. FCA Decision Notice 2016: Steven Maoudis trading as Montana Debt Management [pdf]

    Decision notices Published: 01/11/2016
    This decision notice refers to the FCA’s belief that Steven Maoudis trading as Montana Debt Management does not meet the minimum standards for authorisation to carry on regulated activities. Our view (subject to the Upper Tribunal’s determination

  3. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

  4. Consultation UKLA Technical Note 312.1 - Shareholder votes in relation to hypothetical transactions [pdf]

    UK Listing Authority Published: 29/03/2016 Last modified: 29/03/2016

  5. Annex 4 Benchmarks Regulation – Notice of modifications [pdf]

    LIBOR notices Published: 01/01/2022
    Annex 4 Benchmarks Regulation – Notice of modifications

  6. Matt Tamara & Co. (clone of EEA Authorised firm Matt Tamara)

    Warnings Published: 03/11/2015 Last modified: 03/11/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  7. Article 23a Benchmarks Regulation – Notice of Designation [pdf]

    LIBOR notices Published: 03/04/2023
    Article 23a Benchmarks Regulation USD – Notice of Designation.

  8. Final Notice 2022: INZMO Europe GmbH [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (INZMO Europe GmbH) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed

  9. Listing Transactions – Russia and Belarus sanctions confirmation

    Markets Published: 17/07/2023 Last modified: 17/07/2023
    Confirmations the FCA needs about the effect of sanctions before it can begin work on a vetting, guidance or listing application request.

  10. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    In that event the exemptions from the related party regime are removed in relation to transactions between the issuer and the controlling shareholder. ... We also recognised that active engagement should be supported by appropriate disclosure, so we also
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