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Showing 491 to 500 of 1547 search results for relation to LIBOR.

491. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

     Press Releases Published: 06/05/2021 Last modified: 06/05/2021
     We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

492. Statutory panels

     About us How we operate Published: 19/04/2016 Last modified: 05/06/2024
     The FCA consults on its work with independent statutory panels. Find out more about what each panel covers.

493. CP22/6 Roundtable – Consumer redress scheme for unsuitable advice to transfer out of BSPS [pdf]

     Correspondence Published: 23/08/2022
     Slides from stakeholder meetings during consultation period for CP22/6 on a redress scheme in relation to British Steel Pension Scheme.

494. Primary Market Bulletin 32

     Newsletters Published: 03/12/2020 Last modified: 03/12/2020
     Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

495. New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel 

     Press Releases Published: 01/08/2023 Last modified: 01/08/2023
     The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel.

496. Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]

     Decision notices Published: 04/12/2018
     This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.

497. Information on number of prosecutions since January 2010 in relation to money laundering offences - November 2020

     FOI Release Date of Release: 26/11/2020
     FCA provides information on number of prosecutions pursued and convictions obtained since January 2010 in relation to money laundering offences.

498. International standards and regulations

     About us How we regulate Published: 18/04/2016 Last modified: 20/07/2022
     A large part of the FCA's work is to implement, supervise and enforce international standards and regulations in the UK.

499. Cash-based money laundering

     Tasks for firms Published: 24/04/2023 Last modified: 24/04/2023
     Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. 

500. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.