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Showing 581 to 590 of 1547 search results for relation to LIBOR.

  1. Investment Firms Prudential Regime (IFPR)

    Firms Focus areas Published: 28/06/2021 Last modified: 27/06/2024
    The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.

  2. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

  3. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    The Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), has today published new rules in relation to whistleblowing.

  4. Business Plan 2023/24

    Corporate documents Business plans Published: 05/04/2023 Last modified: 13/11/2023
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

  5. Article 21(3) Benchmarks regulation - Notice of First Decision [pdf]

    Corporate documents Published: 03/06/2024
    Our decision to compel the continued publication of the 3 US dollar LIBOR settings until the end of September 2024 under Article 21(3)

  6. Statement regarding Swift Trade Court of Appeal Judgment

    Statements Published: 19/12/2013 Last modified: 04/11/2014
    The Court of Appeal agreed with the Financial Conduct Authority (FCA) and the Tribunal that the layering activity was in relation to qualifying investments as set out in FSMA, that Swift ... it places in CFDs will be mirrored automatically in orders in

  7. Primary Market Bulletin Issue No. 30

    Newsletters Published: 19/08/2020 Last modified: 21/08/2020
    In this special edition, we publish general news and information, including changes to our Knowledge Base.

  8. Outsourcing claim activities to private investigators

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims.

  9. News for customers of Hume Capital Securities (HCS)

    Statements Published: 17/03/2015 Last modified: 17/03/2015
    On 12 March 2015, following discussion with the FCA, Hume Capital Securities (HCS) agreed to stop carrying on regulated activities (except in relation to settlement of existing contracts). ... Stop carrying on regulated activities (except in relation to

  10. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.
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