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Showing 601 to 610 of 1547 search results for relation to LIBOR.

  1. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

  2. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    We only need to look to issues such as LIBOR to see that the impact of poor conduct in the wholesale markets can be significant, and far reaching.

  3. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Reaping the rewards of investing in women

    Speeches Published: 16/04/2024 Last modified: 24/04/2024
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference

  5. Recognised industry codes

    About us How we regulate Published: 19/07/2018 Last modified: 10/02/2023
    The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities.

  6. LiborTC (clone of a recognised FCA product)

    Warnings Published: 10/12/2020 Last modified: 10/12/2020
    LiborTC (clone of a recognised FCA product) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  7. Alex Hope charged with perverting the course of justice

    Press Releases Published: 30/11/2017 Last modified: 14/12/2017
    Today, 30 November 2017, Alex Hope appeared before the Camberwell Green Magistrates’ Court in relation to an offence of perverting the course of justice.

  8. Information for ARM investors

    News stories Published: 04/10/2013 Last modified: 04/10/2013
    There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

  9. Article 21(3) Benchmarks Regulation – Notice of First Decision [pdf]

    LIBOR notices Published: 03/04/2023
    Article 21(3) Benchmarks Regulation USD – Notice of First Decision.

  10. FCA fines former fund manager Paul Stephany

    Press Releases Published: 05/02/2019 Last modified: 05/02/2019
    The Financial Conduct Authority (FCA) has fined Paul Stephany, a former fund manager at Newton Investment Management Limited, £32,200 for his conduct in relation to an Initial Public Offering (IPO) and a placing.
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