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Showing 701 to 710 of 1547 search results for relation to LIBOR.

  1. Christopher Woolard’s statement welcoming the IDWG recommendations

    Statements Published: 05/07/2018 Last modified: 05/07/2018
    On 15 June 2018 we received the report of recommendations from the Institutional Disclosure Working Group (IDWG). The IDWG has now also published a summary of their recommendations.

  2. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

  3. FSA - Unregulated Collective Investment Schemes: Letter to retail intermedieries [pdf]

    Correspondence Published: 18/06/2012 Last modified: 03/08/2016
    The unlawful promotion and mis-selling of UCIS is a key risk we have identified in the retail investment market. We have identified significant failings by certain distributor firms in relation to their UCIS activities and are concerned there may be

  4. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

  5. Memorandum of understanding between the Competition and Markets Authority and the Financial Conduct Authority – concurrent competition powers [pdf]

    Memorandums of understanding Published: 07/08/2019 Last modified: 07/08/2019
    This memorandum of understanding sets out working arrangements between the Competition and Markets Authority (CMA) and Financial Conduct Authority in relation to competition in the financial services sector. There is a separate memorandum of

  6. FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA

    Press Releases Published: 09/05/2019 Last modified: 09/05/2019
    The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward

  7. The view from the regulator on Operational Resilience

    Speeches Published: 05/12/2019 Last modified: 05/12/2019
    Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30

  8. Retirement Income Stock Data - January 2022

    FOI Release Date of Release: 21/01/2022
    The FCA provides data on Retirement Income Stock.

  9. GC13/6 Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 03/09/2016
    In relation to this, we are proposing guidance to amend the Knowledge Base as follows:. ... One new procedural note and one new technical note to explain the practical aspects of our new powers in relation to sponsors –Two amended technical notes and

  10. Diversity: delivering excellence for the future

    Speeches Published: 10/06/2019 Last modified: 11/06/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at City and Financial: Women in Finance 2019, London
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