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Showing 731 to 740 of 1547 search results for relation to LIBOR.
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NatWest Plc pleads guilty in criminal proceedings
National Westminster Bank Plc (NatWest) entered guilty pleas at Westminster Magistrates’ Court to criminal charges brought by the FCA under the Money Laundering Regulations 2007 (MLR 2007) -
FCA issues its first decision under competition law
The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers. -
The FCA’s Competition Powers
Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Requesting sample transaction reporting data
The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data. -
RMA-E Professional indemnity insurance self certification: FAQs
RMA-E Professional indemnity insurance self certification: FAQs -
Our work on Defined Benefit Pension Transfers
We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm. -
Dear CEO letter: Our expectations of life insurers in relation to the cost of living [pdf]
The FCA sets out it's expectations of life insurers in relation to the rising cost of living. -
Investment and corporate banking market study: MS15/1
In 2015-2016, we carried out a market study on investment and corporate banking services, focusing on primary market and related activities provided in the UK. We considered issues around choice of banks and advisers for clients, transparency of the -
Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London. -
Coronavirus and customers in temporary financial difficulty: draft guidance for insurance and premium finance firms
FCA guidance on our expectations for firms when dealing with customers of general insurance and pure protection contracts who may be experiencing temporary financial difficulty because of coronavirus