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Showing 861 to 870 of 1547 search results for relation to LIBOR.

  1. Information on employment of section 166 powers - January 2022

    FOI Release Date of Release: 04/01/2022
    The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime.

  2. TR14/18 – Complaint handling

    Thematic reviews Published: 17/11/2014 Last modified: 10/11/2016
    In relation to complaints, this means firms having effective and transparent complaint-handling arrangements which ensure that complaints are dealt with reasonably, promptly and fairly.

  3. Senior Managers and Certification Regime: one year on

    News stories Published: 07/03/2017 Last modified: 20/03/2024
    The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

  4. FCA decides to impose conditions on takeover of Link Group

    Press Releases Published: 12/09/2022 Last modified: 12/09/2022
    Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link

  5. GC16/3: Primary Market Bulletin No. 13

    Newsletters Published: 29/03/2016 Last modified: 03/09/2016
    Shareholder votes in relation to hypothetical transactions (UKLA/TN/312.1).

  6. Secured Energy Bonds plc - options for investors

    News stories Published: 07/05/2019 Last modified: 07/05/2019
    We are aware that mini-bonds issued by Secured Energy Bonds plc (SEB) were sold to UK investors; this was without advice from financial advisers. SEB failed in 2015 and investors largely lost their investments. We explain the current options for

  7. We confirm periodic review of pension transfers redress guidance

    Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
    This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.

  8. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
    Information on why the review was conducted. 

  9. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.

  10. CP15/19: Quarterly Consultation Paper No. 9

    Consultation papers Published: 05/06/2015 Last modified: 07/02/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. 
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