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Showing 941 to 950 of 1547 search results for relation to LIBOR.

  1. FCA and Practitioner Panel publish findings from 2019 joint survey

    News stories Published: 31/07/2019 Last modified: 01/08/2019
    The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to

  2. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  3. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 11/05/2016 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

  4. Debt Issuers: Early Engagement Team and Enquiry Service

    Markets Published: 04/06/2016 Last modified: 09/01/2023
    Find out about the Early Engagement Team and our Enquiry Service for debt issuers

  5. Information for customers of One Stop Money Manager Limited

    Statements Published: 09/12/2019 Last modified: 18/12/2020
    FCA update on Merchant Optimisation Services Limited

  6. Information on OPBAS powers used since 2018 - September 2022

    FOI Release Date of Release: 09/09/2022
    The FCA provides information on Information on OPBAS using its powers.

  7. Mohammed Zina found guilty of insider dealing and fraud

    Press Releases Published: 15/02/2024 Last modified: 15/02/2024
    Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the FCA.

  8. CMCs: how we will authorise and regulate firms

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    Claims management companies are subject to FCA regulation. Read about the standards and rules your firm will need to meet.

  9. Individual sentenced to four years for insider dealing

    Press Releases Published: 11/03/2013 Last modified: 05/04/2023
    In a prosecution brought by the Financial Services Authority (FSA) and heard at Southwark Crown Court Richard Joseph, age 43, has been found guilty of 6 counts of conspiracy to deal as an insider.

  10. Modification by consent: COBS 8.1.1R

    Tasks for firms Published: 27/08/2020 Last modified: 10/06/2024
    Find out how this modification works and how to take advantage of it.
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