Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 131 to 140 of 164 search results for relation to LIBOR contributions.

  1. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    stance in relation to the role of compliance staff in monitoring the front office. ... to the other regulatory fines that Martins faces in relation to LIBOR.

  2. FCA and TPR outline a framework for value for money in defined contribution pension schemes

    Press Releases Published: 16/09/2021 Last modified: 16/09/2021
    The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes.

  3. Initial advice charges for lump sum investments

    Firms Published: 15/12/2016 Last modified: 15/12/2016
    Read more about the payment of initial advice charges for advice on lump sum investments to retail clients.

  4. Helping firms provide more support to customers making investment decisions

    Firms Published: 03/08/2023 Last modified: 30/10/2023
    Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.

  5. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

  6. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

  7. PS15/4: Retirement reforms and the guidance guarantee

    Policy statements Published: 27/02/2015 Last modified: 17/08/2021
    In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000.

  8. Bellwethers of the economy: the need to engage with corporate treasurers to shape our markets

    Speeches Published: 21/05/2024 Last modified: 21/05/2024
    Speech by Nikhil Rathi, FCA chief executive, delivered at the Association of Corporate Treasurers Annual Conference 2024.

  9. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.

  10. Update on our work around pensions and retirement income

    Market studies Published: 13/07/2016 Last modified: 12/04/2024
    Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.
Related topics