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Showing 121 to 130 of 283 search results for relation to LIBOR transition.
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FCA publishes Decision Notice for former UBS LIBOR trader
FCA publishes Decision Notice for former UBS LIBOR trader. Press Releases First published:. ... and failing to take reasonable care to organise its affairs responsibly and effectively, with adequate risk management systems in relation to the process. -
Reportable instruments
Find out from the FCA when a transaction is reportable, and about over-reporting. -
How the discontinuation of LIBOR may affect your members and stakeholders [pdf]
Joint letter from Bank of England and FCA to trade associations on how LIBOR transition will affect their members and stakeholders and next steps to take -
Regulation of markets in financial instruments
UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues. -
Financial regulators publish updated Regulatory Initiatives Grid
The Financial Services Regulatory Initiatives Forum has issued the updated Regulatory Initiatives Grid. -
FCA bans former RBS LIBOR submitter, Paul White
CHF money market positions, or those of external parties, his LIBOR submissions would be improper. ... The FCA has imposed 7 fines, totalling £426 million, on firms for misconduct relating to LIBOR. -
Highlights of the FCA’s approach in 2022
The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets. -
FCA to regulate seven additional financial benchmarks
The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London -
Exemptions from short-selling requirements
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR. -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016.