Search results
Showing 181 to 190 of 283 search results for relation to LIBOR transition.
-
Vote Reporting Group
Find out how the group aims to improve shareholder vote reporting by UK asset managers. -
FCA confirms proposals in the event of a no-deal Brexit
The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period. As most of the changes proposed will be made under powers given to the FCA under -
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. Press Releases First published:. ... To date the FCA has issued 14 warning notices related to interest rate benchmarks, and continues wider investigations into individuals’ conduct in -
FCA fines and bans former Deutsche Bank trader, Guillaume Adolph
The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity. -
Brexit: information for the banking and payment sectors in the UK
Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended. -
Where next for UK Market Structure
Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference. -
Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings
In relation to LIBOR, the firms’ misconduct between May 2006 and June 2009 included:. ... The firms failed to identify, manage or control the relevant risks or meet proper standards of market conduct in relation to both the Repo Rate and LIBOR -
Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London. -
Statement on MiFID trade reporting and position limit obligations
ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits. -
Margin requirements for uncleared derivatives
Find out about margin requirements for uncleared derivatives under UK European Market Infrastructure Regulation (UK EMIR), counterparties and transactions subject to this, and exemptions.