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Showing 111 to 120 of 383 search results for relation to sales of insurance policies.

111. FCA fines The Carphone Warehouse over £29m for insurance mis-selling

     Press Releases Published: 13/03/2019 Last modified: 20/12/2019
     The Financial Conduct Authority (FCA) has fined The Carphone Warehouse £29,107,600 for failings that led to the mis-selling of ’Geek Squad’, a mobile phone insurance and technical support product. This follows an FCA investigation which stemmed

112. Promoting competition in the financial services sector

     Speeches Published: 11/03/2014 Last modified: 18/03/2014
     Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

113. A to Z of financial terms - Relation to sales of insurance policies

     Consumers Published: 20/03/2023 Last modified: 20/03/2023
     A to Z of financial services to help you understand financial and legal terms.

114. 2014 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

115. Reporting requirements: sale and rent back firms

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     Sale and rent back firms have had a full reporting regime since 2011. Find out what your firm needs to do.

116. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

117. Appointed representatives and networks

     Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
     Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

118. Mortgage intermediaries and authorisation forms

     New firm authorisation Published: 23/01/2023 Last modified: 23/01/2023
     You must complete the forms and supporting documents below before applying to us for authorisation.

119. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

120. Repeal and replacement of assimilated law

     Firms Published: 13/07/2023 Last modified: 01/05/2024
     Documents on the repeal and replacement of provisions in the retained EU law.