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Showing 201 to 210 of 383 search results for relation to sales of insurance policies.

  1. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.

  2. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    Christopher Woolard, FCA director of policy, risk and research said:. “In a low interest rate environment many investors might be tempted by CoCos offering high headline returns. ... In the interim the FCA will continue to work with issuers to ensure

  3. Methodology note on calculating capital pressures

    Statements Published: 27/03/2013 Last modified: 29/03/2013
    In November 2012 the interim Financial Policy Committee recommended that the FSA takes action to ensure that the capital of UK banks and building societies reflects a proper valuation of their assets, a realistic assessment of future conduct costs

  4. TR13/1 - Motor Legal Expenses Insurance (MLEI) thematic project

    Thematic reviews Published: 07/06/2013 Last modified: 16/08/2013
    We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level.

  5. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    But what are the policy considerations here? No need to protect needless consumption? ... The FCA’s market study on general insurance add-ons concluded that the point of sale advantage and limited information on availability and price of add-on

  6. FSCS supplementary levies for 2017/18

    Tasks for regulated firms Published: 19/03/2018 Last modified: 13/02/2023
    Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

  7. FX remediation programme: our next steps

    News stories Published: 28/07/2016 Last modified: 28/07/2016
    We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps.

  8. FSCS supplementary levies for 2018/19

    Tasks for regulated firms Published: 05/02/2019 Last modified: 13/02/2023
    Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

  9. Consumer credit income – what to report

    Tasks for firms Published: 24/10/2017 Last modified: 03/05/2024
    See how the FCA charges consumer credit firms annual fees based on the data in the CCR002 or CCR007.

  10. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    The Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), has today published new rules in relation to whistleblowing. ... firms have in place adequate policies on dealing with whistleblowers and that a senior manager
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