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Showing 321 to 330 of 383 search results for relation to sales of insurance policies.
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TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress
TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress. ... Thematic Review 13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and -
Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins
These products are a form of ‘Traded Life Policy Investment’ (TLPI) based on life insurance policies purchased in the United States. ... Typically, securitisation firms purchase these policies from policy holders for a lump sum, and take on -
PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers, including feedback on CP15/13 and final rules and guidance
In this Policy Statement we report on the main issues arising from Consultation Paper 15/13 (General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services ... Policy Statement 15/22 [PDF]. This Policy -
FCA statement on its work on liquidity mismatch in authorised open-ended property funds
In August 2020 we consulted on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds. -
FCA confirms measures to raise standards in the funeral plans market
To enhance consumer protection in the funeral plans market, the FCA has confirmed the rules funeral plan providers will have to follow when they come under regulation from 29 July 2022. -
FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors
The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast -
The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices
These companies used high-pressure sales tactics and misleading information to push consumers into buying insurance for satellite TV equipment, plumbing and drainage repairs. ... Porta Verde is responsible for the unacceptable sales tactics used by its -
RMA-B Profit and loss account: help text
RMA-B Profit and loss account: help text -
The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson
Keydata was dissolved on 2 July 2014. In December 2014, the FCA published a factsheet explaining what traded life policy investments (also referred to as “life settlement policies”) are and the ... The paper confirmed that firms should not promote -
DP15/4: Developing General Insurance Add-ons Market Study – Remedies: Value Measures
imposing a deferred opt-in period in GAP sales and increased information to aid shopping around – consultation paper published in December 2014 and policy statement published in June 2015. ... Discussion paper DP15/4 [PDF]. This paper will be of