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Showing 1 to 10 of 32 search results for relation to solicitors' professional indemnity insurance.
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The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures
The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]
FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders. -
RMA-E Professional indemnity insurance self certification: FAQs
RMA-E Professional indemnity insurance self certification: FAQs -
RMA-G Training and competence: FAQs
RMA-G Training and competence: FAQs -
2013 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. -
Technical information on RMAR source data
The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
Outsourcing claim activities to private investigators
Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims. -
RMA-D Regulatory capital and financial resources: FAQs
RMA-D Regulatory capital and financial resources: FAQs