Search results
Showing 51 to 60 of 199 search results for reporting rules under MiFID II.
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Market abuse requires a dynamic response to a changing risk profile
MAR and MiFID II define what constitutes unacceptable conduct and practice, including behaviour that amounts to giving false or misleading impressions to the market. ... MiFID II has been, amongst many things, an exercise in bringing together a common -
Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020
We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards. -
The basic advice regime under MiFID II & IDD
The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD. -
A Better View
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017 -
Periodic auctions
With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. -
Statement on MiFID II inducements and research
FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
Cryptocurrency derivatives
FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised. -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.