Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 171 to 180 of 933 search results for requirements under the Consumer Duty.

  1. Sign up for Consumer Duty email updates

    Last modified: 07/09/2022
    Sign up for Consumer Duty email updates. First published: 27/07/2022 Last updated: 07/09/2022. ... Email. Subscribe. Markup. By submitting this form you consent to us sending Consumer Duty email updates emails to you.We process personal data in line with
  2. Consumer Duty firm survey – Spring 2023

    Data Published: 28/06/2023 Last modified: 28/06/2023
    The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are
  3. Claims management companies

    Claims management companies Last modified: 13/03/2023
    On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more.
  4. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.
  5. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).
  6. Oversight Committee

    About us Who we are Published: 11/11/2019 Last modified: 01/09/2023
    The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles.
  7. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.
  8. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar
  9. How we are using the Consumer Duty

    Published: 01/11/2023 Last modified: 26/06/2024
    How the FCA is using the Consumer Duty to set higher and clearer standards of consumer protection across financial services.
  10. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).