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Showing 191 to 200 of 933 search results for requirements under the Consumer Duty.

  1. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

  2. Apply for a waiver or modification

    Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
    Find out how to apply to us for a waiver or modification of Handbook rules.

  3. News

    Last modified: 27/06/2024
    Latest FCA news, warnings and speeches and how to contact the FCA press office.

  4. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  5. Rolling regulation forwards

    Speeches Published: 16/11/2022 Last modified: 16/11/2022
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

  6. Our approach to consumers

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.

  7. Skilled person reviews

    About us How we regulate Published: 20/04/2016 Last modified: 27/05/2022
    Find out about skilled person reviews.

  8. PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme [pdf]

    Policy statements Published: 27/01/2023
    Feedback to our consultation paper in relation to the proposed extension of the asset retention requirement and our final rules.

  9. AISP models under PSD2

    Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
    The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

  10. Market Watch 75

    Newsletters Published: 31/10/2023 Last modified: 31/10/2023
    Newsletter on market conduct and transaction reporting issues, October 2023.