Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 251 to 260 of 933 search results for requirements under the Consumer Duty.

  1. Forex trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed.

  2. News for customers of Hume Capital Securities (HCS)

    Statements Published: 17/03/2015 Last modified: 17/03/2015
    This replaces the requirements imposed by the FCA on 12 March 2015 under section 55L(5) of the Financial Services and Markets Act 2000 (“the Act”). ... Requirement 4. (a) HCS will send a daily attestation to the FCA at 16:00 hours stating that

  3. Experienced professionals

    Join us Published: 28/09/2016 Last modified: 05/03/2024
    Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application.

  4. Changes for consumer credit firms post-Brexit

    Consumer credit firms Published: 13/04/2021 Last modified: 13/04/2021
    From 1 June 2021, there will be changes for firms subject to regulations 8, 10 and 11 of the Disclosure Regulations 2010 and the relevant rules in our Handbook.

  5. Prescribed Persons Annual Report 2022/23

    Data Published: 20/07/2023 Last modified: 20/07/2023
    The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.

  6. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  7. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.

  8. REP data items FAQs

    Published: 04/03/2016 Last modified: 21/04/2023
    REP data items FAQs

  9. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  10. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.