Search results
Showing 291 to 300 of 933 search results for requirements under the Consumer Duty.
-
Credit rating agencies
Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA. -
UK regulators, government and other bodies
Find out more about the UK agencies, government departments and other regulators we cooperate closely with. -
Securitisation Repositories
A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply. -
Balance of interests
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Personal data and supervision
How and why the FCA uses personal data to carry out its supervision functions. -
Skilled person reviews
Find out about skilled person reviews, the Skilled Person Panel, and the number of reviews the FCA commissions. -
Climate-related reporting requirements
The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements. -
Carbon credit trading scams
Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed. -
Authorisation of credit unions: mobilisation
Find out how the FCA have simplified the process for authorising credit unions by introducing the mobilisation option to reduce potential barriers to entry in this sector and enable increased competition. -
Portfolio letter for SIPP operators [pdf]
Our letter setting out expanded expectations of firms under the Consumer Duty