Search results
Showing 341 to 350 of 933 search results for requirements under the Consumer Duty.
-
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
The Future of the City
Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner. -
Brexit: the FCA confirms final rules for firms
The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period. -
Brexit – what we expect firms and other regulated persons to do now
The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use -
Recent statements by Binance and Eqonex Limited
We are aware of recent statements made by Eqonex Limited and the Binance Group confirming that an entity called Bifinity will advance a US$36 million convertible loan to EQONEX. -
FCA publishes its Annual Funding Requirement for 2013/14
The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has -
British Steel Pension Scheme: Tools for firms
The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents. -
Viola Money (Europe) Limited enters administration
A special administration order was made by the Court regarding Viola under the Payment and Electronic Money Institution Insolvency Regulations 2021 -
Investment Firms Prudential Regime final rules published
We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID. -
International policy and commodities markets regulation
Find out how international policy influences regulation of commodities markets and the affect of likely changes.