Search results
Showing 371 to 380 of 933 search results for requirements under the Consumer Duty.
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Share, bond and boiler room scams
Find out how share and bond scams work, how to avoid them and what to do if you’re scammed. -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022. -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum. -
Re-use of Public Sector Information Regulations
The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies. -
How to organise a COO
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023 -
Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets
Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets. -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
FCA operating service metrics 2021/22
The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22. -
The supervision of sponsors
Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime. -
Updates to the FCA’s directions under the Temporary Transitional Power
Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK