Search results
Showing 401 to 410 of 933 search results for requirements under the Consumer Duty.
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The use of the interbank rate in online currency converter tools
All firms undertaking currency transfer services must comply with the Consumer Protection from Unfair Trading Regulations 2008 (CPRs). ... The FCA has the power under the EMRs and PSRs to impose a requirement on a firm’s authorisation/registration, and -
The future of LIBOR
Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London. -
Why does the FCA care about diversity and inclusion?
Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit. -
A test of conscience
Many domestic firms have established mission statements to support consumers in vulnerable circumstances. ... And, if you do, who ultimately sets strategy and takes responsibility for consumer welfare? -
Advising on pension transfers – our expectations
Check the FCA requirements when you provide advice on pension transfers. -
Get-rich-quick, Ponzi and pyramid schemes
Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed. -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website. -
FCA to undertake work in the motor finance market
The FCA will review historical motor finance commission arrangements and sales across several firms. -
Alexander David Securities Limited enters liquidation
On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators. -
Change or cancel an approval for a controlled function
Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF).