Search results
Showing 441 to 450 of 933 search results for requirements under the Consumer Duty.
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Dual-regulated firms Remuneration Code (SYSC 19D)
How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms. -
Investigation opening criteria
Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct -
Towards more effective stewardship
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
Consumer Credit Seminar
Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA. -
FCA imposes restrictions on rebuildingsociety.com Ltd
We have imposed restrictions on rebuildingsociety.com Ltd to restrict it from approving cryptoasset financial promotions. -
Cash-based money laundering
Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. -
Setting high standards for pre-paid funeral plans
In 2019, the Government decided to bring the pre-paid funeral plan sector under FCA regulation. Our rules help make sure that authorised firms don't operate in ways that cause harm. -
New rules proposed for sponsors to enhance listing regime
The listing rules set out the requirements for companies listed in the UK and are the responsibility of the United Kingdom Listing Authority (UKLA), operating under the FCA. ... They set out objective requirements for admission to the Official List and -
Continuing Professional Development (CPD) and professional qualification exams during coronavirus
During the current pandemic, we expect firms to continue to demonstrate that relevant individuals remain competent to carry out their work.