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Showing 551 to 560 of 933 search results for requirements under the Consumer Duty.

  1. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.

  2. We confirm periodic review of pension transfers redress guidance

    Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
    This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.

  3. Preparing your firm's wind-down plan

    Firm authorisation Published: 01/03/2024 Last modified: 01/03/2024
    Wind-down plans help firms exit the market in an orderly manner if their business is no longer viable. Find out when and how to prepare one for your firm.

  4. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    Prudential requirements have been profoundly reformed. Disclosure standards significantly strengthened. Global banks that were once levered 40 to 50 times, today appear far more resilient. ... Is there, as the report last week asked, a consumer

  6. Overall responsibility and the legal function: DP16/4

    Discussion papers Published: 28/09/2016 Last modified: 23/01/2019
    In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.

  7. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

  8. The FCA and the FCA Practitioner Panel publish the findings from their joint survey of industry views

    Press Releases Published: 03/08/2017 Last modified: 03/08/2017
    The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have today published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial services sector of the FCA’s performance as a

  9. The FSA and the Bank of England relax the barriers to entry for new bank entrants

    Press Releases Published: 26/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) and the Bank of England have published the results of their review (the Review) into barriers to new entrants to the banking sector. This Review sets out significant changes to regulatory requirements and

  10. CP13/3: Quarterly consultation paper No.1

    Consultation papers Published: 05/06/2013 Last modified: 07/02/2022
    In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.