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Showing 61 to 70 of 933 search results for requirements under the Consumer Duty.
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The post-Brexit Handbook: a collective opportunity
The FCA is working on what a UK financial services rulebook outside of the EU will look like – and we want you to get involved. -
The importance of international co-operation
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong. -
Gyms and golf clubs
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Loan-based crowdfunding platforms: summary of our rules
The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Investor engagement in a changing regulatory landscape
There are two areas in particular where MAR introduces new requirements which should be of direct interest to the investor relations community - market soundings, and the connected requirement to produce insider ... requirements. Issuers will also be -
Business Plan 2022/23
The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Practical implications of US law on EU practice
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe. -
Coronavirus: Information for small businesses that are customers of financial services firms
Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow. -
Apply to become a pre-paid funeral plans firm
If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.