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Showing 651 to 660 of 933 search results for requirements under the Consumer Duty.
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Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime
All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime. -
PS17/19: Implementation of the revised Payment Services Directive (PSD2)
The FCA publishes Handbook and Approach document changes to reflect Payment Services Directive. -
High-cost short-term credit and coronavirus: draft temporary guidance for firms
This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans -
CP16/1: Consequential changes to the Senior Managers Regime
These changes reflect the removal of the requirement on firms, as set out under section 64B(5) of the Financial Services and Markets Act 2000 (FSMA), to report known and suspected ... It also examines the impact that we believe they will have upon the -
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
will be undertaken to ensure that this market is working well for consumers. ... using the FCA’s consumer protection objective to undertake a programme of work ensuring that consumers are being treated fairly. -
FCA launches guidance for firms on the fair treatment of vulnerable customers
The Financial Conduct Authority (FCA) has published final guidance clarifying its expectations of firms on the fair treatment of vulnerable customers. -
CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes
The Transparency Directive (TD) principally harmonises requirements on companies regarding information disclosure. -
Conduct risk during LIBOR transition
Questions and answers for firms on conduct risk during LIBOR transition. -
Meeting the challenge in our changing global markets
Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference. -
Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the