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Showing 681 to 690 of 933 search results for requirements under the Consumer Duty.
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FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry. -
Realising the benefits of purposeful leadership
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham. -
Building a common language in the mortgage market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version. -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
PS22/12: Pensions Dashboards rules for pension providers
Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
Product value and coronavirus: guidance for insurance firms
This guidance sets out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from coronavirus (Covid-19). -
Reducing and preventing financial crime
We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year. -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
This clear line of accountability can have a positive effect on the culture of firms and on outcomes for consumers and markets. ... subject to all the relevant accountability requirements in FSMA, including the Presumption of Responsibility and new -
FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)
Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.