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Showing 691 to 700 of 933 search results for requirements under the Consumer Duty.

  1. FCA publishes Feedback Statement on Distributed Ledger Technology

    Press Releases Published: 15/12/2017 Last modified: 17/11/2023
    The FCA has today published feedback on its Discussion Paper on Distributed Ledger Technology (DLT).

  2. Building operational resilience: impact tolerances for important business services

    Press Releases Published: 05/12/2019 Last modified: 31/03/2020
    The Bank of England (the Bank), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published a shared policy summary and co-ordinated consultation papers (CPs) on new requirements to strengthen operational

  3. Financial watchdog sets out credit information market improvements

    Press Releases Published: 05/12/2023 Last modified: 05/12/2023
    People will find their credit files better reflect their financial circumstances, under proposals announced by the Financial Conduct Authority (FCA).

  4. UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

    Press Releases Published: 08/04/2019 Last modified: 08/04/2019
    The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs

  5. Testing what gets consumers engaged with their pension – and why

    Research Published: 08/12/2023 Last modified: 13/12/2023
    This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

  6. Financial Conduct Authority outlines how it would use the temporary transitional power

    Press Releases Published: 01/02/2019 Last modified: 11/04/2024
    The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.

  7. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version

  8. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.

  9. Initial advice charges for lump sum investments

    Firms Published: 15/12/2016 Last modified: 15/12/2016
    Read more about the payment of initial advice charges for advice on lump sum investments to retail clients.

  10. FCA makes it easier for people to compare bank accounts

    Press Releases Published: 12/12/2017 Last modified: 12/12/2017
    The Financial Conduct Authority (FCA) has today published final rules which will require providers of personal current accounts and business current accounts to publish information that will help customers to compare the service they could receive