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Showing 781 to 790 of 933 search results for requirements under the Consumer Duty.

  1. Cheque Centre stops selling single repayment payday loans and agrees to change business model to meet FCA’s tougher consumer protection requirements

    Press Releases Published: 13/05/2014 Last modified: 13/05/2014
    Cheque Centre stops selling single repayment payday loans and agrees to change business model to meet FCA’s tougher consumer protection requirements. ... will rework its policies and procedures so that they are fully aligned with FCA rules and

  2. ScamSmart prompts tens of thousands of pension holders to seek information

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.

  3. Latest FCA perimeter report calls for legislative change to protect consumers

    Press Releases Published: 21/10/2021 Last modified: 21/10/2021
    In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.

  4. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    This report sets out the findings of our thematic supervision work on the payments made by life insurers to advisory firms under service or distribution agreements. ... The guidance sets out a number of ways, but not the only ways, firms can comply with

  5. Indigo Michael Limited (trading as Tappily and SafetyNet) enters administration

    News stories Published: 10/01/2023 Last modified: 10/01/2023
    On 9 January 2023, Indigo Michael Limited, trading as Tappily and SafetyNet, went into administration. AlixPartners UK LLP were appointed Joint Administrators. 

  6. The challenges for insurance and regulators in a Big Data world

    Speeches Published: 22/11/2016 Last modified: 22/11/2016
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Association Of British Insurers (ABI) annual conference.

  7. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

    Consultation papers Published: 19/05/2016 Last modified: 19/05/2016
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

  8. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

  9. FCA publicly censures Horn Express Ltd (formerly known as Qaran Express Money Transfer Limited) for breaches of the Payment Services Regulations

    Press Releases Published: 30/04/2013 Last modified: 13/05/2013
    The Financial Conduct Authority (FCA) has publicly censured Horn Express Limited (formerly known as Qaran Express Money Transfer Limited, “QEMTL”) for failing to safeguard and segregate customer funds. The FCA would have fined QEMTL £136,687

  10. British and Australian financial regulators sign agreement to support innovative businesses

    Press Releases Published: 23/03/2016 Last modified: 23/03/2016
    Under a world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market.