Search results
Showing 801 to 810 of 933 search results for requirements under the Consumer Duty.
-
Cost of Living: good and poor practice in the general insurance market
We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve. -
Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
Under the Presumption of Responsibility, when a relevant/authorised firm contravenes a relevant requirement then the Senior Manager with responsibility for the management of any of the firm’s activities in ... Firms’ deadline for first issuing -
Our approach to ensuring firms treat vulnerable customers fairly
Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference. -
FCA decides to cancel payday lender’s interim permission and ban its sole director
WPPL is a consumer credit firm that provides payday loans (a form of high-cost short-term credit) under the trading names 'Payday Overdraft', ‘Wagepayday’ and ‘Doshloans’. ... FCA, there was no requirement for senior managers of consumer credit -
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
Accordingly the FCA has, as an interim measure, continued the current referencing requirements under the Approved Persons Regime for pre-approved roles. ... 7 March 2017: Application of conduct rules to staff outside the SM&CR and deadline for firms to -
Strategic review of retail banking business models
We have published our 2022 Final Report on competition in retail banking markets. This builds on our 2018 Final Report and 2018 Progress report. -
Letter from the Chairman to the Chancellor on Senior Managers and Certificate Scheme: extension to foreign banks
We recognise that the application of these principles may mean that the requirements that apply to different kinds of institutions may vary. ... well as the business that an institution does, the responsibilities that its senior managers actually have -
GC15/4 Proposed guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014
Under the Financial Services Act 2012 (Mutual Societies) Order 2013, we must maintain arrangements designed to enable us to determine whether persons are complying with requirements imposed on them by or ... people who run, advise, or participate in -
We force a further three firms to reverse effects of misleading British Steel Pension Scheme offers
We have imposed requirements on a further 3 firms which were seeking to avoid their liabilities under the British Steel Pension Scheme (BSPS) redress scheme. -
PS19/3: General standards and communication rules for the payment services and e-money sectors
This Policy Statement confirms general standards and communication rules for the payment services and e-money sectors following our Consultation Paper CP18/21.