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Showing 831 to 840 of 933 search results for requirements under the Consumer Duty.

  1. CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Consultation papers Published: 18/01/2016 Last modified: 18/01/2016
    This consultation is relevant to all authorised firms, but contains no material of direct relevance to retail financial services consumers or consumer groups upon which they might need to act. ... As costs may be passed on to consumers in the form of

  2. FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford

    Press Releases Published: 26/01/2018 Last modified: 26/01/2018
    The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford.

  3. Restrictions placed on IBP Markets Limited and the Firm enters special administration

    News stories Published: 13/10/2023 Last modified: 05/06/2024
    We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

  4. FS20/1: Recognition of codes: feedback on QCP 25 CP19/27

    Feedback statements Published: 11/02/2020 Last modified: 07/08/2020
    We summarise responses to QCP 19/27 on the recognition of the Lending Standards Board’s (LSB) Standards of Lending Practice for business customers. We also outline our next steps.

  5. Agreements with overseas regulators

    About us How we regulate Last modified: 15/01/2024
    Multilateral and bilateral Memoranda of Understanding (MoUs) and other agreements signed by the FCA.

  6. FSA confirms approach to using temporary product intervention rules that will be used by the FCA

    Press Releases Published: 25/03/2013 Last modified: 31/03/2013
    The Financial Services Authority (FSA) has confirmed its approach to temporary product intervention. This sets out the process for the Financial Conduct Authority (FCA) when it makes emergency rules to protect consumers.

  7. FCA bans and fines two individuals for pension advice failings

    Press Releases Published: 20/03/2015 Last modified: 24/03/2020
    Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA).

  8. CP15/41: Increasing transparency and engagement at renewal in general insurance markets

    Consultation papers Published: 03/12/2015 Last modified: 13/10/2016
    We expect firms to present the new disclosure requirements clearly and to take active account of our discussion paper DP15/5: Smarter consumer communications(PDF). ... The intention of the proposals is to benefit consumers when renewing their general

  9. Why free trade and open markets in financial services matter

    Speeches Published: 06/07/2017 Last modified: 06/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event.

  10. FCA bans four for 'disgraceful' failings in relation to occupational pension schemes

    Press Releases Published: 17/12/2013 Last modified: 12/06/2020
    Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics