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Showing 861 to 870 of 933 search results for requirements under the Consumer Duty.
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Beyond regulation: thinking creatively about consumer credit
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Responsible Finance Conference, Glasgow. -
FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers
Over 800 consumers invested around £30 million in the three UCIS, which subsequently failed. ... Cameron made Burlington and staff under his direction instrumental in every stage of promoting and arranging investments in the UCIS. -
Barclays fined £59.5 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has today fined Barclays Bank Plc (Barclays) £59.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever -
Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes
Doug Taylor, Independent Consumer Expert. Michelle Cracknell, Chief Executive, The Pensions Advisory Service. ... The audit was conducted by Frontier Economics, working under the direction of the IPB and directly accountable to the independent chair of -
Regulatory co-operation between the UK and US: now and in the future
Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City -
Competition Policy in Financial Markets – the view from the regulators
Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich. -
Capital Markets Union – a regulator’s perspective
Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the -
CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance
introduce new regulatory reporting requirements in relation to switching and payment accounts with basic features. ... It may also be of interest to organisations representing the interests of consumers. -
Consumer credit and coronavirus: additional guidance for firms (November 2020)
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of consumer credit customers. -
Retail banking: our review of Basic Bank Accounts
We have reviewed how retail banks provide information about Basic Bank Accounts.