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Showing 881 to 890 of 933 search results for requirements under the Consumer Duty.
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FCA, ICO and FSCS publish joint statement to insolvency practitioners and authorised firms
FCA, ICO and FSCS warn insolvency practitioners and FCA-authorised firms to be responsible when dealing with personal data. -
Coronavirus linked forbearance: key findings
We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty. -
Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures
These promotions were a serious breach of the requirement to be clear, fair and not misleading. ... The FCA is interested in how behavioural economics can help understand why consumers make the decisions they do. -
DP22/3: Operational resilience: critical third parties to the UK financial sector
In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties. -
Insurance providers warned not to undervalue cars or other insured items when settling claims
Insurance firms have been warned not to undervalue cars and other insured items when settling insurance claims especially during the cost of living squeeze. -
Defined Benefit (DB) transfers – further update on our work
We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area. -
Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR
Martins agreed to settle at an early stage of the investigation and therefore qualified for a 30% discount under the FCA’s settlement discount scheme. ... Benchmark reference rates such as LIBOR also affect payments made under a wide range of other -
FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings
The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering -
FCA publishes decision notice against Alistair Burns deciding to ban him and fine him
The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI). -
FCA and TPR outline a framework for value for money in defined contribution pension schemes
The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes.