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Showing 1272 to 1281 of 1296 search results for retail general insurance.

  1. Research Note: Choosing wisely: preferences, comprehension and the effect of risk warnings on financial promotions for investment products

    Data and research Research notes Published: 18/06/2020 Last modified: 18/06/2020
    Our research from online laboratory experiments provides evidence-based understanding of how investors choose high risk investment products.
  2. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

    Press Releases Published: 13/07/2016 Last modified: 13/07/2016
    As early as March 2007 the FSA produced a Guide to Client Money for General Insurance Intermediaries to help firms understand how to hold client money in accordance with Chapter 5 ... In February 2016 we took action against another Insurance Intermediary,
  3. Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions

    Speeches Published: 01/10/2018 Last modified: 05/10/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Competition Network conference, London.
  4. New rules on packaged bank accounts have improved standards, but firms have more work to do on sales and complaints handling

    Press Releases Published: 20/10/2016 Last modified: 20/10/2016
    The Financial Conduct Authority (FCA) has today published findings from its thematic review of packaged bank accounts.
  5. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    firms providing services in relation to insurance-based investments and pensions, and. ... both retail and wholesale markets.
  6. PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Policy statements Published: 29/03/2016 Last modified: 29/03/2016
    The role of the Financial Services Compensation Scheme (FSCS) is, in general, to provide compensation to consumers of financial services when authorised firms are unable, or likely to be unable, to ... This paper is relevant to all authorised firms, but
  7. Unit-linked funds’ governance review (follow up to PS18/8): findings and next steps

    Multi-firm reviews Published: 24/09/2019 Last modified: 16/08/2023
    We reviewed firms’ governance practices covering the value provided by unit-linked funds.
  8. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

    Press Releases Published: 01/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification
  9. FCA proposes introduction of price cap on rent-to-own firms to protect vulnerable consumers from high costs

    Press Releases Published: 22/11/2018 Last modified: 22/11/2018
    The Financial Conduct Authority today proposed to introduce a price cap on the rent-to-own (RTO) sector. The cap, subject to consultation, will come into force on 1 April 2019 providing protection for some of the most financially vulnerable people
  10. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

    Press Releases Published: 31/01/2014 Last modified: 31/01/2014
    State Street UK’s clients include large investment management firms and pension funds holding the funds and savings of retail investors. ... For example, a typical pension fund trustee may decide to change the general type of assets (such as equities