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Showing 722 to 731 of 1296 search results for retail general insurance.

  1. General Insurance pricing practices market study

    We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.

  2. Retail Mediation Activities (RMA)

    Registers and systems Published: 24/05/2016 Last modified: 13/06/2022
    Retail Mediation Activities (RMA)

  3. TR16/6: Principals and their appointed representatives in the general insurance sector – and follow-up work [pdf]

    Thematic reviews Published: 21/06/2017
    Our findings, expectations and actions from this thematic review.

  4. Final notice 2016: Coverall Worldwide Ltd [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general

  5. FCA Final Notice 2014: EPLS Risk Solutions Limited (formerly Glen Insurance Consultants Limited) [pdf]

    Final notices Published: 23/09/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance intermediary sector. We imposed a cancellation.

  6. FCA Final Notice 2014: HomeServe Membership Limited [pdf]

    Final notices Published: 13/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to mis-selling, complaints-handling, unfair treatment of customers, and remuneration in the general insurance and protection sector. We imposed a fine.

  7. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

    Final notices Published: 04/06/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  8. Final Notice 2015: Mountbatten Financial Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 01/09/2015
    This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a cancellation.

  9. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

  10. Final notice 2015: Vroni O'Brien [pdf]

    Final notices Published: 17/12/2015 Last modified: 17/12/2015
    This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and

  11. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

    Correspondence Published: 02/07/2021
    Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.
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