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Showing 342 to 351 of 815 search results for retail general insurance sector.

  1. FCA Final Notice 2014: Derick Anthony Whewall [pdf]

    Final notices Published: 21/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.
  2. How to complete and submit your REP005 High Earners Report [pdf]

    Data Published: 19/05/2016 Last modified: 03/08/2016
  3. Final notice 2016: Kildare Capital (UK) Limited [pdf]

    Final notices Published: 22/07/2016 Last modified: 22/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.
  4. Suspicious transaction and order reports (STOR) figures 2016 [pdf]

    Data Published: 20/02/2017
    Number of Suspicious Transaction Reports (STRs) Received under the Market Abuse Directive (Directive 2003/6/EC) by the FCA for 3 July to 31 December 2016.
  5. Professional indemnity insurance

    Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
    Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.
  6. Final notice 2016: Wayne Anthony Redgrave [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 6 and ICOBS related to appointed representatives, failing to act on information appropriately and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.
  7. FCA Data Bulletin: Issue 8 - February 2017 [pdf]

    Data Published: 23/02/2017
    This edition of the FCA's Data Bulletin looks at insights from the FCA Consumer Contact Centre and the latest trends in the retirement income market.
  8. FCA Data Bulletin: Issue 4 - October 2015 [pdf]

    Data Published: 02/10/2015 Last modified: 02/10/2015
    This issue of the data bulletin looks at financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations.
  9. Pure Protection Contracts Product Sales Data (PSD) Tables 2019 [xlsx]

    Data Published: 23/10/2019
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2019.
  10. FCA Final Notice 2014: Nick Bowyer [pdf]

    Final notices Published: 05/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 6 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the payment services sector. We imposed a fine and a prohibition.