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Showing 392 to 401 of 815 search results for retail general insurance sector.

  1. Final Notice 2018: Paul Thomas Maksymuik [pdf]

    Final notices Published: 31/01/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector, Mortgages and Investment Adviser. We imposed a cancellation.
  2. Final notice 2016: Coverall Worldwide Ltd [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general
  3. Archived data

    Last modified: 06/01/2023
    Find FCA data published before 2018.
  4. Decision Notice 2018: John Lawrence Radford [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.
  5. Final notice 2015: Vroni O'Brien [pdf]

    Final notices Published: 17/12/2015 Last modified: 17/12/2015
    This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and
  6. Firm level complaints data 2023 H2 [xlsx]

    Data Published: 25/04/2024
    Firm level complaints data 2023 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  7. Societies prosecuted under the Industrial and Provident Societies Act and the Friendly Societies Act - 2014 [pdf]

    Data Published: 16/07/2014 Last modified: 13/07/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2014.
  8. Aggregate complaints data: 2022 H1

    Data Published: 20/10/2022 Last modified: 27/04/2023
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2022, between between 1 January and 30 June 2022. This includes the latest trends and analysis by product group.
  9. Final Notice 2018: Darren Colvin Cummings [pdf]

    Final notices Published: 08/06/2018
    This FCA final notice (Darren Colvin Cummings) refers to breaches of APER 1 and FIT relating to a lack of fitness and/propriety in the general insurance and mediation sector. We imposed a fine and prohibition.
  10. Societies prosecuted under the Industrial and Provident Societies Act and the Friendly Societies Act - 2013 [pdf]

    Data Published: 04/07/2013 Last modified: 12/07/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2013.