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Showing 402 to 411 of 815 search results for retail general insurance sector.

  1. Societies prosecuted under the Industrial and Provident Societies Act and the Friendly Societies Act - 2011 [pdf]

    Data Published: 27/02/2012 Last modified: 03/08/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2011.
  2. Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2010 [pdf]

    Data Published: 15/02/2011 Last modified: 11/07/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2010.
  3. Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2009 [pdf]

    Data Published: 11/11/2010 Last modified: 11/07/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2009.
  4. Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2008 [pdf]

    Data Published: 11/11/2010 Last modified: 11/07/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2008.
  5. Final notice 2016: Millburn Insurance Company Limited (in administration) [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a fine.
  6. Final notice 2016: Dual Mortgage Brokers [pdf]

    Final notices Published: 29/06/2016 Last modified: 29/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.
  7. Final notice 2017: Graham Patrick Lockstone [pdf]

    Final notices Published: 15/12/2017
    This final notice refers to breaches of FIT related to a lack of fitness and/propriety in the general insurance and protection sector. We imposed a prohibition.
  8. Firm level complaints data 2023 H1 [xlsx]

    Data Published: 19/10/2023
    Firm level complaints data 2023 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  9. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.
  10. Final notice 2016: Colin J McIntosh [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 1, APER 4, APER 7, FIT and CASS related to appointed representatives, client money, failing to act on information appropriately, failing to be open and co-operative, lack of fitness/propriety and unfair