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Showing 412 to 421 of 815 search results for retail general insurance sector.

  1. Final notice 2016: Cga Insurance Services Limited [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.
  2. MiFID Investment Only Supplement Form [docx]

    Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income Published: 13/01/2017
  3. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2018
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  4. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 02/11/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  5. Firm level complaints data 2022 H2 [xlsx]

    Data Published: 27/04/2023
    Firm level complaints data 2022 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  6. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

    Data Published: 02/05/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  7. Final Notice 2022: JLT Specialty Limited [pdf]

    Final notices Published: 22/06/2022
    This Final Notice (JLT Speciliaty Limited) refers to breaches of PRIN 3 related to anti-bribery and corruption and financial crime in the general insurance and protection sector. We imposed a financial penalty.
  8. FSA - General Insurance and Pure Protection Products [pdf]

    Archive Published: 14/07/2006 Last modified: 03/08/2016
    This report is based on our supervisory work, information from individual firms and trade bodies and customer bodies active in this sector (rather than firm specific visits, surveys or similar).
  9. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  10. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.