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Showing 432 to 441 of 815 search results for retail general insurance sector.

  1. Final Notice 2021: Alsford Page & Gems Limited [pdf]

    Final notices Published: 20/04/2021
    This Final Notice refers to breaches of PRIN 3 and PRIN 6 related to Appointed representative sales of extended warranty insurance products in the General Insurance and Protection sector. We imposed a public censure.
  2. The FCA data strategy: An update one year on [pdf]

    Data Published: 30/10/2014 Last modified: 03/08/2016
    In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent.
  3. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Final Notice 2021: Alva Motors Limited [pdf]

    Final notices Published: 29/01/2021
    This final notice Alva Motors Limited refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector
  5. FCA Final Notice 2013: Berkeley Consultants (UK) Limited [pdf]

    Final notices Published: 27/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.
  6. FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]

    Data Published: 10/08/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  7. Aggregate complaints data charts 2015 H2 [pdf]

    Data Published: 24/03/2016 Last modified: 30/03/2016
    Aggregate complaints charts: 2015 (H2). Including opened, closed, upheld, speed of closure and redress.
  8. FSCS levies for specified deposit-taker defaults – July 2012 [pdf]

    Data Published: 24/07/2012 Last modified: 26/06/2013
    Financial Services Compensation Scheme levies for specified deposit-taker defaults for July 2012.
  9. Final Notice 2018: Global Insurance Services Limited [pdf]

    Final notices Published: 09/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit.
  10. Aggregate complaints data charts 2014 H2 [pdf]

    Data Published: 27/03/2015 Last modified: 27/03/2015
    Aggregate complaints charts: 2014 (H2). Including opened, closed, upheld, speed of closure and redress.