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Showing 472 to 481 of 815 search results for retail general insurance sector.

  1. FSA Q3 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  2. Final Notice 2019: John Chapman Insurance Consultants [pdf]

    Final notices Published: 07/01/2019
    This final notice (John Chapman Insurance Consultants) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed
  3. FCA Final Notice 2014: Stonebridge International Insurance Limited [pdf]

    Final notices Published: 07/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 6 related to unfair treatment of customers, mis-selling, and culture/governance in the general insurance and protection sector. We imposed a fine and redress.
  4. Societies cancelled under the Industrial and Provident Act 1965 - March 2012 [pdf]

    Data Published: 10/07/2012 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for March 2012.
  5. Societies cancelled under the Industrial and Provident Act 1965 - March 2011 [pdf]

    Data Published: 21/04/2011 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for March 2011.
  6. FCA Data Bulletin October 2014 edition - underlying data [xlsx]

    Data Published: 07/10/2014 Last modified: 07/10/2014
    Underlying data for the firms the FCA regulates, complaints about firms, compensations stats, the mortgage market, and freedom of information requests.
  7. Final Notice 2017: Bluefin Insurance Services Limited [pdf]

    Final notices Published: 06/12/2017
    This final notice refers to breaches of PRIN 3 and PRIN 7 related to conflicts of interest, culture/governance and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.
  8. FSA Q1 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 03/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  9. Notice of Decision 2023: Ozen Financial Services Limited [pdf]

    Decision notices Published: 09/06/2023
    This Notice of Decision (Ozen Financial Services Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.
  10. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.