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Showing 131 to 140 of 769 search results for risk during LIBOR.

131. Digital Sandbox

     Tasks for firms Focus areas Published: 29/04/2020 Last modified: 07/06/2024
     The Digital Sandbox supports innovators and data providers at various stages of product development.

132. Market Watch 79

     Newsletters Published: 09/05/2024 Last modified: 09/05/2024
     Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

133. Best of British Conference

     Speeches Published: 14/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

134. Price: the cornerstone of markets

     Speeches Published: 03/02/2014 Last modified: 18/01/2017
     Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

135. FCA bans Terry Farr

     Press Releases Published: 29/05/2019 Last modified: 29/05/2019
     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

136. Electronification of trading

     Speeches Published: 06/04/2016 Last modified: 06/04/2016
     Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version.

137. Professional indemnity insurance

     Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
     Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.

138. Tackling the hard questions

     Speeches Published: 28/04/2016 Last modified: 18/01/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

139. FCA welcomes Financial Services Bill

     Statements Published: 21/10/2020 Last modified: 21/10/2020
     The FCA welcomes the Financial Services Bill introduced in Parliament, which will help to maintain high standards and provide greater clarity to firms.

140. Do the right thing

     Speeches Published: 01/06/2023 Last modified: 30/10/2023
     Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.