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Showing 221 to 230 of 767 search results for risk during LIBOR.

221. Operational resilience: insights and observations for firms

     Tasks for firms Published: 28/05/2024 Last modified: 28/05/2024
     Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach.

222. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

223. FCA Enforcement and the Wholesale Markets

     Speeches Published: 26/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

224. Cryptoassets: AML / CTF regime

     Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
     We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

225. Creating and sustaining cultures of compliance: insights from psychology and beyond

     Insight Published: 16/12/2016 Last modified: 17/02/2017
     As with consumers out shopping, employees may use rules of thumb, discount future losses excessively and under or overestimate the risks of their actions, all with the consequence of moulding their ... As seen in the LIBOR scandal, the extent of

226. FCA fines CGML £27,766,200 for failures in its trading systems and controls

     Press Releases Published: 22/05/2024 Last modified: 22/05/2024
     The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

227. Capital market regulation and coronavirus

     Speeches Published: 07/08/2020 Last modified: 07/08/2020
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

228. Scheme documents

     Tasks for firms Published: 05/08/2015 Last modified: 18/07/2023
     You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers.

229. Building a regulatory environment for the future

     Speeches Published: 22/06/2021 Last modified: 22/06/2021
     Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

230. Early and High Growth Oversight

     Firms Published: 25/04/2022 Last modified: 12/07/2024
     Following a successful pilot, find out how we’re expanding Early and High Growth Oversight to support more newly authorised firms.