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Showing 471 to 480 of 769 search results for risk during LIBOR.

  1. Interpreting the data

    Data Published: 15/08/2019 Last modified: 23/09/2020
    Find out how the data the FCA requires from providers of personal and business current accounts is measured.

  2. CP21/13: A new Consumer Duty

    Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers

  3. FCA proposes the next stage of support for mortgage borrowers

    Press Releases Published: 26/08/2020 Last modified: 26/08/2020
    The Financial Conduct Authority (FCA) has announced proposals to ensure that firms provide tailored support to mortgage borrowers who continue to face payment difficulties due to coronavirus.

  4. FCA research reveals increase in cryptoasset ownership

    Press Releases Published: 17/06/2021 Last modified: 17/06/2021
    New research conducted by the FCA has revealed an increase in cryptoasset ownership.

  5. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  6. Guidance for crypto firms to help them comply with marketing rules 

    News stories Published: 02/11/2023 Last modified: 02/11/2023
    Following a change in legislation, cryptoassets promotions targeting UK consumers now fall within our remit

  7. Tribunal upholds FCA fine on firm for misselling complex investments

    Press Releases Published: 27/11/2013 Last modified: 17/12/2013
    given their attitude and circumstances at the time, […] they should have been regarded as low or medium risk investors and the GTEP plan was a high risk investment product.". ... We note that Westwood made £509,123 commission from the sale of 50 GTEPs

  8. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

    Press Releases Published: 05/03/2018 Last modified: 05/03/2018
    The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

  9. Payday lenders failing customers in arrears, says FCA

    Press Releases Published: 10/03/2015 Last modified: 10/03/2015
    These include changes to senior management, training staff to deal with struggling customers and improving monitoring, compliance and managing risk. ... Information from the thematic review and ongoing investigative work will form part of the assessment

  10. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.
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