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Showing 521 to 530 of 769 search results for risk during LIBOR.

  1. Beyond disclosure for high-risk investments: slow down and think

    Research articles Published: 02/02/2022 Last modified: 02/02/2022
    This article explores our research into risk warnings, decision points and self-certification, published in January 2021.

  2. TR13/6 – Mobile banking and payments

    Thematic reviews Published: 27/08/2013 Last modified: 15/09/2016
    This interim report outlines our reasons for carrying out thematic work on mobile banking and summarises the potential risks we identified from our discovery work. ... During the next stage of our work we will do a more detailed assessment, testing a

  3. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

    Press Releases Published: 18/12/2020 Last modified: 18/12/2020
    The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). 

  4. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR. ... This is our fourth penalty in relation to LIBOR and our investigations continue.

  5. Messages firms can give customers about investments and life assurance following market volatility

    Firms Last modified: 13/08/2021
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  6. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  7. FCA fines Standard Life Assurance Limited £30 million for non-advised pension sales failures

    Press Releases Published: 23/07/2019 Last modified: 23/07/2019
    The Financial Conduct Authority (FCA) has today fined Standard Life Assurance Limited (SLAL) £30,792,500 for failures related to non-advised sales of annuities.

  8. Connaught independent review invites individuals to get in touch

    News stories Published: 15/10/2019 Last modified: 18/10/2019
    Connaught independent review invites individuals to get in touch

  9. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]

    Research notes Published: 25/01/2021
    The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability. File updated with accessibility tags

  10. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.
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