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Showing 541 to 550 of 769 search results for risk during LIBOR.
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FCA fines and restricts W H Ireland Limited for market abuse risks
or the full breadth of its market abuse risks, were set too narrowly to be effective and produced exceptions that were not reviewed in a timely and consistent manner. ... In addition, throughout this period, the FCA had also been communicating widely -
The regulation of advice – recommendations post FAMR
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Exploring Synthetic Data Validation – privacy, utility and fidelity
This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute. -
Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR
Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR. ... The misconduct involved Martins deliberately disseminating incorrect or misleading LIBOR submission levels by:. -
Improving picture for personal finances, but many still struggling
New research from the FCA has found that while many are struggling to meet financial commitments, the picture has improved over the last year. -
Balancing regulatory objectives in the dynamic consumer credit market
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference. -
TR14/12 - Enhanced transfer value pension transfers
This is a complex area of financial advice and there is not necessarily any immediate risk to many of the affected consumers; they received the pension transfer advice during rather than -
Building a digital regulator: how the FCA is riding the innovation wave
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovation Finance Global Summit 2022. -
Information for general insurers and intermediaries in the UK
A focus for UK-based general insurers is minimising the disruption for EEA-based customers (including expats), or policies with certain EEA risks.